Cybersecurity Services Purpose-Built for Registered Investment Advisors

Securing What Matters Most – Your Data, Reputation, and Regulatory Standing

As a compliance-driven RIA, your business faces exceptional scrutiny from regulators and clients alike. Modern cyber threats are evolving rapidly, targeting firms of every size with ransomware, data theft, and sophisticated attacks that put client trust – and your credentials—as a fiduciary at risk.

Yet, the most costly breach is often the one nobody planned for. Firms that lack a strategic, documented cybersecurity program expose themselves to financial loss, regulatory fines, operational disruption, and reputational damage that’s difficult to repair.

FinGarde’s cybersecurity solutions do more than protect your network – they fill the gap between basic IT support and the advanced security, reporting, and governance required for today’s RIA firm.

Our Approach: RIA-Focused, Compliance-Ready Defense

Whether you’re responding to SEC exam requests or proactively managing risk, FinGarde delivers:

• Risk Assessments Aligned to SEC Requirements
  Identify and quantify exposure across all core business systems – including remote work, cloud, and third-party tools. You receive plain-English, actionable reports suitable for compliance documentation.
• Security Program Development
  Build a customized, right-sized security strategy that aligns with Rule 106 and modern best practices. We help you demonstrate clear management and board oversight over cybersecurity risks – never just check-the-box IT support.
• Continuous Threat Detection & Proactive Response
  From modern endpoint protection to real-time threat monitoring, we combine automation with expert oversight. If an incident occurs, our team guides you through investigation, containment, notification, and documentation required by regulators.
• Employee Security Awareness Training
  Human error is a top driver of data breaches. We deliver tailored training to your staff – helping them spot phishing, social engineering, and inadvertent risk. Our program meets compliance standards for demonstrating ongoing governance.
• Vendor & Data Governance Support
  We help you evaluate vendor, cloud, and process risks for full coverage of client data. Stay ahead of both SEC guidance and emerging business threats with a partner who understands RIA operations.

Why RIAs Choose FinGarde

• Deep Expertise in Investment Advisory Risk
  Unlike generic MSPs, we specialize in supporting SEC-regulated firms – speaking your compliance language and not leaving you exposed during audits.
• Pragmatic, Cost-Effective Solutions
  We design solutions scaled for small and midsized RIAs, balancing robust security with operational efficiency.
• Always Security-First
  You gain not just IT service, but leadership in risk management, reporting, and governance – giving you confidence to assure clients, regulators, and your board.

Ready to Close Your Cybersecurity Gaps?

If you’re unsure about your firm’s cyber posture, worried about meeting regulatory expectations, or just want a real partner for securing client data, FinGarde is ready to help. Let’s schedule a strategic consultation – bring your concerns, and we’ll show you what rigorous, RIA-focused cybersecurity looks like.

Contact us today to get started protecting what matters most.